Tag Archives: Securities & Exchange Board of India

Shantanu Mitra, Principal Associate, Rohit Das & Associates Interviewed Live on Bloomberg TV on Front Running in the Bourses

Shantanu Mitra, Principal Associate, RDA Legal was interviewed live on Big Story by Vivek Law, and telecast on Bloomberg TV on November 19, 2012. He commented on the recent order of the Securities Appellate Tribunal on the legality of front … Continue reading

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Fourth Amendment to SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009

By Ushasi Khan, Associate The Securities & Exchange Board of India (“SEBI”), vide its circular dated October 12, 2012 (the “Fourth Amendment”), has brought about some major changes to the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 (the … Continue reading

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RDA Legal Comments on the SEBI Discussion Paper on Mandatory Safety Net Mechanism for IPOs

By Shantanu Mitra & Priyam Ray, Principal Associates Editorial Note and Background Regulation 44 of Securities & Exchange Board of India (Issue of Capital and Disclosure) Regulations, 2009 (“SEBI (ICDR) Regulations”) incorporates the concept of Safety Net in public Issues: … Continue reading

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Ministry of Corporate Affairs Amends the Companies (Issue Of Indian Depository Receipts) Rules, 2004 to Allow Two-Way Fungibility of Indian Depository Receipts

By Surajit Chatterjee, Associate The Ministry of Corporate Affairs (“MCA”), pursuant to its powers conferred under Section 642(1)(a) read with section 605A of the Companies Act, 1956 had prescribed rules relating to Issue of Indian Depository Receipts, i.e., the Companies … Continue reading

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SEBI Amendments to Mutual Fund Regulations – Impact on AMCs and Investors

By Surabhi Kochar, Associate With the intention of bringing balance between the interests of the investors and the distributors, the Mutual Fund Advisory Committee and Securities and Exchange Board of India (“SEBI”) met to propose introduction of several measures in … Continue reading

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SEBI Announces Electronic Applications in Public Issues

By Abhishek Emmanuel Kisku, Associate The Securities and Exchange Board of India (“SEBI”), through its Circular dated October 4, 2012 has decided to introduce an additional mechanism to enable investors to submit their application forms during public issues. The said … Continue reading

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