Tag Archives: SEBI

Long Term Policy for Mutual Funds in India Framed by SEBI

By Rohini Das, Chief Executive Officer and Associate Trainee The Securities and Exchange Board of India (“SEBI”), in its endeavour to increase transparency, enhance investor education and awareness, promoting financial inclusion, enrich the quality of disclosures and augment the reach … Continue reading

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SEBI permits preemptive measures and options

By Abhishek Emmanuel Kisku, Associate & Amit Das, Associate The Securities and Exchange Board of India (“SEBI”), has issued a notification dated October 3, 2013 (Notification Number LAD-NRO/GN/2013-14/26/6667) (the “Notification”) under sections 16 and 28 of Securities Contracts (Regulation) Act, … Continue reading

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SEBI releases Angel Funds Norms

By Anupam Prasad, Partner & Amit Das, Associate The Securities and Exchange Board of India (“SEBI”) notified amendments to the SEBI (Alternate Investment Funds) Regulations, 2012 (“AIF Regulations”) on September 16, 2013 (“AIF Amendment”) The AIF Amendment introduces the regulatory … Continue reading

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SEBI ushers in changes to Preferential Issue of Shares Norms in ICDR

By Amit Das, Associate The Securities and Exchange Board of India (the “SEBI”) has, vide notification no. LAD-NRO/GN/2013-14/19/6422 dated August 26, 2013, notified an amendment to the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 (the “ICDR Regulations”). SEBI … Continue reading

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SEBI issues amendments to its Mutual Funds Regulations

By Amit Das, Associate The Securities and Exchange Board of India (“SEBI”) has, vide notification no. LAD-NRO/GN/2013-14/18/6384 dated August 19, 2013, notified an amendment to SEBI (Mutual Funds) Regulations, 1996 (the “Regulations”). SEBI has done this in exercise of the … Continue reading

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Operational and Reporting Guidelines for AIFs issued by SEBI

By Rohit Padhi and Amit Das, Associates SEBI, on July 29, 2013, issued  a circular detailing the Operational, Prudential and Reporting Norms for Alternative Investment Funds (AIFs). For the uninitiated, AIFs are those funds that have been established or incorporated … Continue reading

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Proposed Amendment to the AIF Regulations – Angel Investors under SEBI Scanner

By Ushasi Das, Associate Giving effect to the announcement of the Union Finance Minister in the budget for the financial year 2013-14, the SEBI, by its board meeting dated June 25, 2013 approved amendments to the SEBI (Alternative Investment Funds) … Continue reading

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